A financial service provider that provides investment advice taking account of the client portfolio or portfolio management must enquire about its clients' financial situation and investment objectives as well as their knowledge and experience. This knowledge and experience relates to the financial service and not to the individual transactions.
Art. 12 – Assessment of suitability
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Art. 12
Assessment of suitability
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- English (en)
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- 2024-03-01
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Art. 12 Assessment of suitability A financial service provider that provides investment advice taking account of the client portfolio or portfolio management must enquire about its clients' financial situation and investment objectives as well as their knowledge and experience. This knowledge and ex
- SR-Nummer
- SR 950.1
- Document type
- Federal act
- Language
- English (en)
- Document date
- 2018-06-15
- Source
- Fedlex
- Legal area
- National law