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Art. 36 – Definition and duties

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Art. 36

Definition and duties69

1

SICAV is a company:

a.

whose capital and number of shares are not specified in advance;

b.

whose capital is divided into company and investor shares;

c.

for whose liabilities only the company's assets are liable;

d.

whose sole object is collective capital investment.

2

A SICAV shall have a minimum level of assets. The Federal Council determines the level and the period within which it must be accumulated.

3

The SICAV may delegate investment decisions only to persons who hold the authorisation required for this activity. Articles 14 and 35 of the FinIA70 apply mutatis mutandis.71 72

  1. 69 Amended by No I of the FA of 28 Sept. 2012, in force since 1 March 2013 (AS 2013 585; BBl 2012 3639).
  2. 70 SR 954.1
  3. 71 Second sentence amended the No I oft he FA of 17 Dec. 2021, in force since 1 March 2024 (AS 2024 53; BBl 2020 6885).
  4. 72 Inserted by No I of the FA of 28 Sept. 2012 (AS 2013 585; BBl 2012 3639). Amended by Annex No II 13 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631; BBl 2015 8901).
Legal act context
SR 951.31 · CISA · Federal act · Federal Act of 23 June 2006 on Collective Investment Schemes (Collective Investment Schemes Act, CISA)
Structure path
Title 2 Open-Ended Collective Investment Schemes Chapter 2 Investment Company with Variable Capital Section 1 General Provisions
Language
English (en)
Data status
2024-03-01

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