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Art. 45 – Minimum capital and collateral

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Art. 45

Minimum capital and collateral

1

Securities firms must possess the required minimum capital. This must be fully paid up.

2

FINMA may permit securities firms in the form of partnerships to post appropriate collateral instead of the minimum capital.

3

The Federal Council shall regulate the amount of the minimum capital and of the collateral.

Legal act context
SR 954.1 · FinIA · Federal act · Federal Act of 15 June 2018 on Financial Institutions (Financial Institutions Act, FinIA)
Structure path
Chapter 2 Financial Institutions Section 4 Securities Firms
Language
English (en)
Data status
2024-03-01

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