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Art. 21 – Regulatory audit

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Art. 21

Regulatory audit

(Art. 5 para. 5 FINMA-PV)

The regulatory audit comprises examining the managers of collective assets’ and fund management companies’ compliance with the regulatory provisions applied under Article 2 paragraph 1 letters c and d FinIA including collective investment schemes.

Legal act context
SR 954.111 · FinIO-FINMA · Ordinance · Consolidation: 954.111 - 2021-01-01
Structure path
Chapter 4 Financial and Regulatory Audits for Managers of Collective Assets and Fund Management Companies
Language
English (en)
Data status
2021-01-01

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