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Art. 33 – Internal documentation

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Art. 33

Internal documentation

(Art. 9 FinIA)

Internal documentation of the portfolio managers and trustees must allow the audit firm, the supervisory organisation and FINMA to form a reliable picture of the business activities.

Legal act context
SR 954.11 · FinIO · Ordinance · Ordinance of 6 November 2019 on Financial Institutions (Financial Institutions Ordinance, FinIO)
Structure path
Chapter 2 Financial Institutions Section 1 Portfolio Managers and Trustees
Language
English (en)
Data status
2025-01-01

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