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Art. 26 – Lists

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Art. 26

Lists

1

The self-regulatory organisations must maintain lists of their affiliated financial intermediaries and of persons to whom they refuse affiliation.

2

They must notify FINMA of these lists and of any amendments thereto.158

  1. 158 Amended by Annex No 17 of the Financial Market Supervision Act of 22 June 2007, in force since 1 Jan. 2009 (AS 2008 5207; BBl 2006 2829).
Legal act context
SR 955.0 · AMLA · Federal act · Federal Act of 10 October 1997 on Combating Money Laundering and Terrorist Financing in the Financial Sector (Anti-Money Laundering Act, AMLA)
Structure path
Chapter 3 Supervision Section 5 Self-Regulatory Organisations
Language
English (en)
Data status
2024-03-01

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